Equities
Per Share Commissions
Our commission structure for equities is tailored to active traders, offering discounts to high-volume traders. Please contact us with any questions regarding pricing.
Guardian Equity Rate Table
DAS TRADER PRO
STERLING TRADER® PRO
| MONTHLY | COMMISSION FEES | MIN. ORDER FEE |
|---|---|---|
| < 500K | 0.0015 | 0.25 |
| 500K to 1M | 0.0012 | 0.20 |
| Over 1M | Contact for Pricing |
Options
Per Contract Commissions
Our commission structure for equities is tailored to active traders, offering discounts to high-volume traders. Please contact us with any questions regarding pricing.
Guardian Options Rate Table
DAS TRADER PRO
STERLING TRADER® PRO
CBOE | SILEXX TRADING
| VOLUME (Contracts per Month) | PRICE PER CONTRACT |
|---|---|
| Under 10,000 | $0.45 |
| Over 10,000 | Contact for Pricing |
*Options commission does not include standard pass-through fees such as the Options Reporting Fee, Options Clearing Corporation or exchange fees on index contracts, etc.”
See the Options Disclosure here
Futures ($20,000 Minimum Funding)
Futures accounts are introduced to StoneX Financial Inc. by Guardian Trading, a division of Velocity Clearing.
The risk of loss in trading futures and options on futures can be substantial. Each investor must carefully consider whether this type of investment is appropriate for them.
Per Contract Commissions
The commissions structure for futures is tailored to active traders, offering discounts to high-volume traders. Please contact us with any questions regarding pricing.
Pass-through fees, including exchange, regulatory, and routing fees, as applicable, are charged separately.
Guardian Futures Rate Table
DAS TRADER PRO
| VOLUME (Contracts per Month) | PRICE PER SIDE |
|---|---|
| Starting at | $0.75 |
| High Volume Traders | Contact Us for Pricing |
Regulatory Fees
Certain regulators impose transaction fees to cover their costs of regulating the brokerage industry. The fees are passed through to customers as part of normal transaction processing.
NSCC
$0.00004 / share
SEC
$0.0000278 / $1.00 of transaction proceeds
TAF
$0.000145 / share $7.27 max (sell)
CAT
$0.000035 / share (billed monthly)
Account Related Fees
Incoming ACAT Transfer
Free (Full / Partial)
DWAC Rejection Fee
$200.00
IRA ACAT Out Fee
$75.00
Outgoing ACAT Transfer
$75.00 (Full / Partial)
Outgoing Wire
$25.00 (Domestic)
IRA Termination Fee
$75.00
DTC Transfer In/Out
Free/$50.00 (Per Security)
Outgoing Wire
$75.00 (Foreign)
Corporate Actions Voluntary
$65.00
DWAC Transfer In
$200.00 (Per Security)
IRA Annual Fee
$25.00
Corporate Action Mandatory
$40.00