Disclosures
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General Disclosure
Please log into your account regularly and report any inaccuracies or discrepancies. Inquiries, concerns, questions or complaints should be communicated to the above email, telephone, or mailing address with Attn: Compliance. Oral communications should be re-confirmed in writing to protect…
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ACH Disclosure Information
Provisional Payment Disclosure Credit given by Velocity Clearing to you with respect to an automated clearing house credit Entry is provisional until Velocity Clearing receives final settlement for such Entry through a Federal Reserve Bank. If Velocity Clearing does not…
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Business Continuity Plan
Guardian Trading, a division of Velocity Clearing, LLC (“Guardian”) has developed and implemented a Business Continuity Plan (“BCP”) to protect its operations in the event of a significant business disruption (“SBD”). Since the timing and impact of disasters and disruptions…
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Characteristics & Risks of Standarized Options
Click here to download the Characteristics and Risks of Standardized Options disclosure PDF.
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Client Relationship Summary
Introduction Velocity Clearing, LLC (“the Firm”, “we”, “our” or “us”) is registered with the Securities and Exchange Commission (SEC) as a broker-dealer, is a member of the Financial Industry Regulatory Authority, (http:/finra.org), the Securities Investor Protection Corporation https://www.sipc.org, and various US…
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Customer ID Program Notice
Important Information You Need to Know About Opening a New Account with Guardian Trading. To help the government fight the funding of terrorism and money laundering activities, federal law requires financial institutions to obtain, verify and record information that identifies…
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Day Trading Risk Disclosure Statement
You should consider the following points before engaging in a day-trading strategy. For purposes of this notice, a “day-trading strategy” means an overall trading strategy characterized by the regular transmission by a customer of intra-day orders to effect both purchase…
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Extended Hours Trading
You should consider the following points before engaging in trading outside of regular market hours. Risk of Lower Liquidity. Liquidity refers to the ability of market participants to buy and sell securities. Generally, the more orders that are available in…
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General Disclosure
Please log into your account regularly and report any inaccuracies or discrepancies. Inquiries, concerns, questions or complaints should be communicated to the above email, telephone, or mailing address with Attn: Compliance. Oral communications should be re-confirmed in writing to protect…
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Margin Risk Disclosure
Your brokerage firm is furnishing this document to you to provide some basic facts about purchasing securities on margin, and to alert you to the risks involved with trading securities in a margin account. Before trading stocks in a margin…
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Market Volatility Disclosure
DelaysIn a volatile market, attempts to cancel an existing order and replace it with a new one may result in the execution of duplicate orders. On this occasion, customers are fully responsible for both executions of the trade and any…
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Options Trading Risk Disclosure
Options involve risks and are not suitable for all investors. It is very important that option investors read the Characteristics and Risks of Standardized Options (Option Disclosure Document) before engaging in options trading. The risk disclosure document explains the characteristics…
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Payment for Order Flow
Payment for Order Flow Disclosure Velocity Clearing, LLC may receive remuneration for directing orders to a particular broker-dealer and routes orders to market centers including national securities exchanges, alternative trading systems, electronic communications networks and other broker-dealers that offer credits…
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Penny Stock Risk Disclosure
This statement is required by the U.S. Securities and Exchange Commission (SEC) and contains important information on penny stocks. You are urged to read it before making a purchase or sale. Penny stocks can be very riskyPenny stocks are low-priced…
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Privacy Policy
Guardian Trading, a division of Velocity Clearing, LLC (“Velocity Clearing” or the “Firm) is committed to maintaining the confidentiality, integrity and security of personal information about our current and prospective customers. We understand that privacy is an important issue for…